Introduction

Corporate Actions in Securities Markets Training Course is meticulously designed for financial professionals, operations specialists, and market participants seeking in-depth knowledge of corporate actions and their impact on securities markets. Participants will gain practical expertise in handling corporate events such as dividends, mergers, acquisitions, stock splits, rights issues, and spin-offs while understanding regulatory frameworks, market standards, and operational workflows. This course emphasizes accurate processing, risk mitigation, and efficient communication across custodians, depositories, and brokers, ensuring participants can confidently navigate complex corporate action events in global financial markets.

With a focus on real-world applications and actionable insights, this training combines theoretical foundations with interactive case studies, enabling participants to bridge the gap between knowledge and implementation. Learners will develop competencies in event identification, record-keeping, entitlements calculation, and reconciliation processes while leveraging technology to optimize operations. By the end of this course, participants will be equipped to enhance operational efficiency, reduce errors, and strengthen compliance in securities processing, ultimately contributing to the overall performance and credibility of their organizations in the capital markets.

Programme Curriculum

Corporate Actions in Securities Markets Training Course

Introduction

Course Objectives

Understand the types and classifications of corporate actions in securities markets
Analyze the impact of dividends, splits, mergers, and spin-offs on shareholders and market operations
Develop skills for accurate corporate action event processing and reconciliation
Apply regulatory compliance standards and market conventions in corporate actions
Identify entitlements and manage ex-date, record date, and payment date processes
Implement efficient workflows for corporate actions across custodians, brokers, and depositories
Leverage automation tools and software for corporate action management
Minimize operational risks and errors associated with corporate actions
Evaluate the role of communication and notification strategies in corporate actions
Conduct comprehensive risk assessment and mitigation strategies
Analyze case studies to solve real-world corporate action challenges
Enhance decision-making capabilities regarding corporate events
Improve organizational performance through effective corporate action management

Organizational Benefits

Streamlined corporate action processing
Reduced operational errors and settlement failures
Enhanced compliance with regulatory standards
Improved client satisfaction and investor confidence
Efficient use of technology and automation tools
Strengthened internal controls and audit readiness
Enhanced market credibility and reputation
Better risk management and mitigation strategies
Increased efficiency in back-office operations
Improved knowledge sharing and staff competency

Target Audiences

Securities operations professionals
Investment banking staff
Fund administrators
Custody operations specialists
Risk and compliance officers
Financial analysts and portfolio managers
Brokers and depository staff
Corporate finance professionals

Course Duration: 5 days

Course Modules

Module 1: Introduction to Corporate Actions

Overview of corporate actions in securities markets
Types of corporate actions: mandatory, voluntary, and mandatory with options
Impact on shareholders and market participants
Regulatory frameworks and market standards
Tools and technology for corporate actions processing
Case study: Analysis of a dividend event and its operational workflow

Module 2: Dividend Management

Cash and stock dividends processing
Record date, ex-date, and payment date procedures
Entitlement calculations and reconciliation
Tax implications and reporting requirements
Communication strategies with shareholders
Case study: Resolving dividend processing errors

Module 3: Mergers and Acquisitions

Understanding mergers, acquisitions, and tender offers
Valuation methods and shareholder impacts
Operational processing of corporate actions in M&A
Regulatory compliance and disclosure requirements
Risk management strategies
Case study: Processing a cross-border acquisition

Module 4: Stock Splits and Consolidations

Understanding forward and reverse stock splits
Calculation of new share entitlements
System updates and shareholder communication
Market impact and operational challenges
Settlement and reconciliation processes
Case study: Implementing a global stock split

Module 5: Rights Issues and Warrants

Issuance of rights and warrants
Subscription procedures and exercise processes
Pricing and allocation strategies
Record-keeping and reporting requirements
Market risk and shareholder implications
Case study: Handling a rights issue in an emerging market

Module 6: Spin-offs and Asset Reorganizations

Corporate restructuring strategies
Operational processes for spin-offs
Shareholder entitlement and allocation methods
Reporting, compliance, and communication requirements
Managing post-event reconciliation
Case study: Operational lessons from a spin-off transaction

Module 7: Automation and Technology in Corporate Actions

Software solutions and digital platforms
Workflow automation and error reduction
Data integrity and reconciliation
Real-time processing and notifications
Integration with back-office systems
Case study: Implementing automation in a corporate actions department

Module 8: Risk Management and Compliance

Identifying operational risks in corporate actions
Developing mitigation and control measures
Regulatory compliance audits
Reporting and monitoring frameworks
Crisis management in corporate events
Case study: Mitigating risks in a high-volume corporate action

Training Methodology

Interactive lectures with practical examples
Real-world case studies for hands-on learning
Group discussions and role-playing exercises
Workflow simulations and operational exercises
Technology demonstrations and software tutorials
Q&A sessions and expert consultations

Register as a group from 3 participants for a Discount

Send us an email: info@fineskilltrainingcenter.org or call +254769199797

Certification

Upon successful completion of this training, participants will be issued with a globally- recognized certificate.

Tailor-Made Course

We also offer tailor-made courses based on your needs.

Key Notes

a. The participant must be conversant with English.

b. Upon completion of training the participant will be issued with an Authorized Training Certificate

c. Course duration is flexible and the contents can be modified to fit any number of days.

d. The course fee includes facilitation training materials, 2 coffee breaks, buffet lunch and A Certificate upon successful completion of Training.

e. One-year post-training support Consultation and Coaching provided after the course.
f. Payment should be done at least a week before commence of the training, to Fineskill Training Center account, as indicated in the invoice so as to enable us prepare better for you.

Skills & Software Covered

MS Word Broadridge Impact FIS Global One and SimCorp Dimension

Programme Fee

Duration: 5 Days

Method: Online or Physical

Online Price: $1,000

Physical Price: $1,500

Certification: Accredited Certificate

View Available Dates 📄 Download Course Outline (PDF)

Available Sessions

Location

Month

Year

Oct 19 2026

19 Oct — 23 Oct 2026

💻 Online / Virtual session

Online $1,000