Introduction

The banking sector operates in a highly regulated, technology-driven, and risk-sensitive environment where transparency, compliance, governance, and financial integrity are critical for institutional sustainability. Modern banking institutions face increasing pressure from regulators, shareholders, financial markets, and international stakeholders to strengthen internal controls, enhance fraud detection systems, improve risk governance frameworks, and ensure accurate financial reporting. As a result, Audit of Banks has become a strategic function that supports regulatory compliance, operational excellence, digital transformation, anti-money laundering compliance, cybersecurity assurance, and sustainable banking practices. Audit of Banks Training Course equips participants with practical auditing techniques, advanced banking audit methodologies, and internationally recognized banking supervision practices required for effective bank auditing in today’s evolving financial landscape.

The course provides comprehensive knowledge on banking operations, risk-based auditing, Basel compliance frameworks, credit risk auditing, treasury audit procedures, core banking systems controls, forensic audit techniques, and regulatory reporting requirements. Participants will gain practical insights into internal audit best practices, external banking audit standards, financial crime prevention mechanisms, data analytics in auditing, and governance frameworks applicable to commercial banks, microfinance institutions, investment banks, and central banking systems. The course integrates global banking case studies, emerging financial technologies, digital banking controls, ESG auditing concepts, and modern banking compliance trends to strengthen professional competence and organizational performance in the financial services industry.

Programme Curriculum

Audit of Banks Training Course

Introduction

Course Objectives

Understand modern banking audit principles, regulatory frameworks, and international banking compliance standards.
Develop risk-based auditing skills for commercial banks and financial institutions.
Strengthen internal control assessment capabilities within banking operations and digital banking environments.
Analyze banking risks including credit risk, liquidity risk, operational risk, and market risk.
Apply forensic auditing techniques for fraud detection and financial crime investigations.
Enhance auditing approaches for anti-money laundering and counter-terrorism financing compliance.
Understand Basel regulatory requirements and prudential banking supervision frameworks.
Improve auditing competencies for treasury operations and investment banking activities.
Evaluate cybersecurity risks and IT audit controls in core banking systems.
Strengthen governance, ethics, and corporate accountability within banking institutions.
Utilize data analytics and digital audit tools for banking audit efficiency.
Improve audit reporting, regulatory communication, and stakeholder engagement practices.
Develop practical solutions for emerging banking risks, fintech disruptions, and digital transformation challenges.

Organizational Benefits

Strengthened regulatory compliance and reduced financial penalties.
Improved fraud prevention and financial crime detection mechanisms.
Enhanced governance, transparency, and accountability systems.
Increased operational efficiency within banking processes.
Better risk management and internal control effectiveness.
Improved cybersecurity and digital banking resilience.
Enhanced audit quality and reporting accuracy.
Strengthened investor and stakeholder confidence.
Improved compliance with Basel and international banking standards.
Enhanced institutional sustainability and financial stability.

Target Audiences

Internal Auditors
External Auditors
Bank Compliance Officers
Risk Management Professionals
Finance and Accounting Officers
Banking Supervisors and Regulators
Fraud Investigation Officers
Senior Banking Executives

Course Duration: 5 days

Course Modules

Module 1: Fundamentals of Banking Operations and Auditing

Overview of banking systems and financial institutions
Banking products, services, and operational structures
Principles of internal and external bank auditing
Regulatory frameworks governing banking institutions
Banking audit standards and professional ethics
Global Case Study: Audit failures and governance lessons from 2008 Global Financial Crisis

Module 2: Risk-Based Auditing in Banks

Concepts and frameworks of risk-based auditing
Identification and assessment of banking risks
Risk mapping and audit planning techniques
Internal control evaluation methodologies
Continuous monitoring and risk mitigation strategies
Global Case Study: Risk management weaknesses in Silicon Valley Bank collapse

Module 3: Credit Risk Audit and Loan Portfolio Examination

Credit risk management frameworks in banks
Loan appraisal and approval process auditing
Non-performing loan analysis techniques
Loan documentation review and compliance checks
Provisioning and impairment assessment procedures
Global Case Study: Credit risk exposure in Lehman Brothers

Module 4: Treasury and Investment Banking Audit

Treasury operations and liquidity management controls
Foreign exchange and derivatives audit procedures
Investment portfolio auditing techniques
Market risk assessment and reporting controls
Capital adequacy and Basel compliance auditing
Global Case Study: Trading losses at Barings Bank

Module 5: Information Systems and Digital Banking Audit

Core banking systems audit methodologies
Cybersecurity risks in digital banking environments
IT governance and information security controls
Auditing mobile banking and online banking platforms
Data analytics and automated audit tools
Global Case Study: Cybersecurity breaches in global banking institutions

Module 6: Fraud Investigation and Forensic Audit in Banks

Banking fraud schemes and detection mechanisms
Forensic audit techniques and evidence collection
Anti-money laundering compliance auditing
Know Your Customer compliance reviews
Financial crime investigation procedures
Global Case Study: Fraud investigations involving Wells Fargo

Module 7: Regulatory Compliance and Corporate Governance

Banking laws and prudential guidelines
Governance structures within financial institutions
Compliance audit procedures and reporting standards
Ethics, accountability, and professional conduct
Regulatory reporting and stakeholder communication
Global Case Study: Governance reforms after LIBOR Scandal

Module 8: Audit Reporting, Emerging Risks, and Best Practices

Preparation of effective banking audit reports
Audit recommendations and corrective action tracking
Emerging risks in fintech and digital banking
ESG and sustainability auditing in banking institutions
Best practices in modern banking audits
Global Case Study: Digital transformation risks in global fintech banking systems

Training Methodology

Interactive instructor-led training sessions
Practical banking audit simulations and exercises
Real-world banking case study analysis
Group discussions and peer learning activities
Risk assessment workshops and audit planning exercises
Financial statement analysis and compliance reviews
Fraud investigation practical demonstrations
Digital banking audit tool applications
Regulatory reporting and governance assessments
Participant presentations and expert feedback session

Register as a group from 3 participants for a Discount

Send us an email: info@fineskilltrainingcenter.org or call +254769199797

Certification

Upon successful completion of this training, participants will be issued with a globally- recognized certificate.

Tailor-Made Course

We also offer tailor-made courses based on your needs.

Key Notes

a. The participant must be conversant with English.

b. Upon completion of training the participant will be issued with an Authorized Training Certificate

c. Course duration is flexible and the contents can be modified to fit any number of days.

d. The course fee includes facilitation training materials, 2 coffee breaks, buffet lunch and A Certificate upon successful completion of Training.

e. One-year post-training support Consultation and Coaching provided after the course.

f. Payment should be done at least a week before commence of the training, to Fineskill Training Center account, as indicated in the invoice so as to enable us prepare better for you.

Skills & Software Covered

MS Word ACL Analytics CaseWare IDEA and Wolters Kluwer TeamMate+

Programme Fee

Duration: 5 Days

Method: Online or Physical

Online Price: $1,000

Physical Price: $1,500

Certification: Accredited Certificate

View Available Dates 📄 Download Course Outline (PDF)

Available Sessions

Location

Month

Year

Oct 19 2026

19 Oct — 23 Oct 2026

💻 Online / Virtual session

Online $1,000