Introduction

In today’s highly regulated financial ecosystem, Treasury Compliance has become a mission-critical function for banks navigating complex global frameworks such as Basel III/IV, IFRS 9, AML/CFT regulations, liquidity risk management, and capital adequacy standards. With increasing scrutiny from regulators and the rise of real-time monitoring, RegTech, and digital audit trails, treasury teams must ensure strict adherence to evolving compliance mandates while optimizing profitability and liquidity. Treasury Compliance for Banks Training Course delivers deep insights into treasury governance, compliance risk frameworks, regulatory reporting, and financial controls, enabling institutions to maintain resilience and regulatory alignment.

The training emphasizes data-driven compliance, automation, risk mitigation, and regulatory intelligence, equipping participants with practical tools to manage market risk, liquidity compliance, interest rate risk, and counterparty exposure. Through real-world case studies and hands-on simulations, participants will learn how to implement best-in-class treasury compliance frameworks, leverage AI-powered compliance tools, and respond effectively to regulatory audits and stress testing requirements, ensuring sustainable and compliant treasury operations.

Programme Curriculum

Treasury Compliance for Banks Training Course

Introduction

Course Duration

5 days

Course Objectives

Master Treasury Compliance Frameworks and Regulatory Governance
Understand Basel III/IV Liquidity and Capital Compliance Standards
Implement Liquidity Coverage Ratio (LCR) and Net Stable Funding Ratio (NSFR)
Strengthen AML/CFT Compliance within Treasury Operations
Enhance Regulatory Reporting and Financial Disclosure Accuracy
Apply Risk-Based Compliance Monitoring and Internal Controls
Leverage RegTech Solutions for Real-Time Compliance Automation
Manage Interest Rate Risk in the Banking Book (IRRBB) Compliance
Ensure Counterparty Risk and Exposure Compliance Management
Conduct Treasury Stress Testing and Scenario Analysis
Improve Audit Readiness and Regulatory Inspection Handling
Integrate Data Governance and Compliance Analytics
Develop Enterprise-Wide Compliance Culture and Policies

Target Audience

Treasury Managers and Dealers
Risk and Compliance Officers
Finance and ALM Professionals
Internal and External Auditors
Regulatory Reporting Specialists
Banking Operations Managers
Senior Management and Executives
FinTech and RegTech Professionals

Training Modules

Module 1: Treasury Compliance Fundamentals

Overview of treasury compliance frameworks
Key global regulations
Treasury governance and control structures
Compliance risk identification
Case Study: Compliance failure in liquidity reporting

Module 2: Regulatory Frameworks and Standards

Basel III liquidity and capital rules
LCR and NSFR implementation
Regulatory expectations and supervision
Cross-border compliance challenges
Case Study: Bank penalties due to regulatory breaches

Module 3: Liquidity and Capital Compliance

Liquidity risk management frameworks
Capital adequacy compliance
Stress testing for liquidity risk
Funding and cash flow monitoring
Case Study: Liquidity crisis management in banks

Module 4: Risk Management in Treasury Compliance

Market risk and interest rate risk compliance
Counterparty risk controls
Risk monitoring tools and dashboards
Integration with enterprise risk management
Case Study: Interest rate volatility impact

Module 5: AML/CFT in Treasury Operations

AML compliance within treasury transactions
Sanctions screening and monitoring
Fraud detection mechanisms
Regulatory reporting requirements
Case Study: AML compliance breach in treasury

Module 6: Regulatory Reporting and Audit Compliance

Financial reporting standards (IFRS, GAAP)
Data accuracy and reconciliation
Audit trails and documentation
Regulatory inspections and audits
Case Study: Audit findings and remediation

Module 7: Technology and RegTech in Compliance

Automation in treasury compliance
AI and machine learning for monitoring
Real-time compliance dashboards
Data analytics and reporting tools
Case Study: RegTech implementation success

Module 8: Compliance Strategy and Governance

Building compliance culture in banks
Policy development and enforcement
Compliance risk mitigation strategies
Governance frameworks and oversight
Case Study: Enterprise compliance transformation

Training Methodology

Interactive lectures and presentations.
Group discussions and brainstorming sessions.
Hands-on exercises using real-world datasets.
Role-playing and scenario-based simulations.
Analysis of case studies to bridge theory and practice.
Peer-to-peer learning and networking.
Expert-led Q&A sessions.
Continuous feedback and personalized guidance.

Register as a group from 3 participants for a Discount

Send us an email: info@fineskilltrainingcenter.org or call +254769199797

Certification

Upon successful completion of this training, participants will be issued with a globally- recognized certificate.

Tailor-Made Course

We also offer tailor-made courses based on your needs.

Key Notes

a. The participant must be conversant with English.

b. Upon completion of training the participant will be issued with an Authorized Training Certificate

c. Course duration is flexible and the contents can be modified to fit any number of days.

d. The course fee includes facilitation training materials, 2 coffee breaks, buffet lunch and A Certificate upon successful completion of Training.

e. One-year post-training support Consultation and Coaching provided after the course.

f. Payment should be done at least a week before commence of the training, to Fineskill Training Center account, as indicated in the invoice so as to enable us prepare better for you.

Skills & Software Covered

Regulatory Compliance Treasury Controls Risk Management Audit Readiness

Programme Fee

Duration: 5 Days

Method: Online or Physical

Online Price: $1,000

Physical Price: $1,500

Certification: Accredited Certificate

View Available Dates 📄 Download Course Outline (PDF)

Available Sessions

Location

Month

Year

Oct 26 2026

26 Oct — 30 Oct 2026

💻 Online / Virtual session

Online $1,000